The final decision ... Fri, 31 Jul 2015 06:49:37 -0700 - Wall Street JournalAn Unexpected Spike for Medicare PremiumsWall Street JournalBut while the final rates the government sets ...Republican lawmakers from the House Committee on Education and the Workforce told Labor Secretary Thomas Perez to immediately withdraw DOL39s fiduciary redraft as the plan will reduce investment options and increase costs for retirement savers ... Fri, 24 Jul 2015 08:07:20 -0700 - ThinkAdvisorHouse GOP Tells DOL to Scrap Fiduciary PlanThinkAdvisorRepublican lawmakers from the House Committee on Education ...LPL said in its statement that under the Massachusetts and Delaware agreement, the indie BD will make enhancements to its oversight of leveraged ETFs including implementation of a renewed training and monitoring program to ensure the proper and ... Wed, 23 Sep 2015 10:49:08 -0700 - ThinkAdvisorLPL to Pay 3.2M Over Sales of Nontraded REITs, Leveraged ETFsThinkAdvisorLPL said in its statement that under the ...Gabriel said Germany and Europe should together put up 1.5 billion euros (1.7 billion) of immediate aid to provide food, accommodation and above all schools for the biggest refugee camps in Jordan and Lebanon. He urged the United States and the Gulf... Sun, 13 Sep 2015 07:52:29 -0700 - The Fiscal TimesMinister says Germany reaching its limits in refugee crisis: newspaperThe Fiscal TimesGabriel said Germany and ...Raymond James CEO Paul Reilly at an earlier Women39s Symposium. More than 300 female advisors with Raymond James (RJF), about 200 guests and 23 prospective female registered reps from other broker-dealers are meeting this week in St. Petersburg,... Wed, 30 Sep 2015 11:06:05 -0700 - ThinkAdvisorRaymond James Hosts 21st Women39s SymposiumThinkAdvisorRaymond James CEO Paul Reilly at an earlier Women39s ...Brian Rubin, head of Sutherland39s Washington litigation practice group, said in releasing the findings that despite significant decreases in certain areas that appear to have been priorities in 2014, the first six months of 2015 indicate that FINRA ... Mon, 21 Sep 2015 12:10:15 -0700 - ThinkAdvisorFINRA39s 5 Biggest Fine Categories in First Half of 2015ThinkAdvisorBrian Rubin, head of Sutherland39s ...BOSTON (Reuters) - Mark Rozzi says he was 13, a young altar boy, when a priest at his eastern Pennsylvania parish sexually assaulted him in a shower. It took Rozzi, who says the priest spent a year grooming him with trips to McDonald39s and secretly ... Thu, 10 Sep 2015 00:25:17 -0700 - Business InsiderThe Catholic Church is fighting to block bills that would extend the statute ...Business InsiderBOSTON ...Some investors and analysts, surprised by the news, worried that the deal could be delayed into 2016. Shares of Springleaf, based in Evansville, Ind., dropped 10. Citigroup shares fell 1.1, more than double the decline in the KBW index of bank stocks. Thu, 06 Aug 2015 17:21:45 -0700 - Wall Street JournalCitigroup39s Sale of OneMain to Springleaf Hits Antitrust ObstacleWall Street JournalSome investors and ...Casady said LPL has doubled the number of staffers working in risk management and compliance to protect advisors, investors and the firm, and is close to being done resolving enforcement issues. Casady noted that more than half the money it had paid... Mon, 27 Jul 2015 11:25:40 -0700 - ThinkAdvisorLPL CEO Addresses Firm39s Compliance WoesThinkAdvisorCasady said LPL has doubled the number of staffers working ...New rules by the Treasury Department and IRS are helping two products cash balance plans and qualifying longevity annuity contracts become particularly attractive retirement planning options. A new analysis by the Employee Benefit Research... Mon, 31 Aug 2015 12:19:20 -0700 - ThinkAdvisorCash Balance Plans, QLACs Gaining Thanks to New Treasury and IRS RegsThinkAdvisorNew rules by the Treasury ...Among the survey39s results are several findings of particular interest, says FSI President and CEO Dale Brown. Member firms are supporting hybrid business models as the default choice in terms of advisor affiliation models, Brown said in a statement. Tue, 08 Sep 2015 13:19:13 -0700 - ThinkAdvisorRegulation a Bigger Threat to Advisors39 Business Than Market Crash: FSI SurveyThinkAdvisorAmong the ...Ken Fisher39s 401(k) subsidiary said in a letter to the Department of Labor that its proposed rule to amend the definition of fiduciary on retirement advice could limit investment advice to small plan participants as well as restrict non-fiduciary ... Tue, 11 Aug 2015 13:27:35 -0700 - ThinkAdvisorKen Fisher39s 401(k) Unit Says DOL Fiduciary Plan Limits Investment AdviceThinkAdvisorKen Fisher39s 401(k) ...NEW YORK (Reuters) - Puerto Rico is getting attention from 2016 presidential hopefuls, who are making early stops in the U.S. territory, likely in part due to the rapidly growing number of Puerto Ricans living in the key battleground state of Florida ... Thu, 03 Sep 2015 21:15:21 -0700 - Business InsiderThe Puerto Rican vote could swing a crucial 2016 state and candidates are ...Business InsiderNEW YORK (Reuters) ...(Adds possible date for successor in 2nd paragraph and additional comment from Ketchum in 5th paragraph). Oct 30 (Reuters) - The Financial Industry Regulatory Authority (FINRA), Wall Street39s industry-funded watchdog, said on Friday that Chairman and...The Financial Industry Regulatory Authority (FINRA) has ordered five firms to pay more than 18 million, including interest, in restitution to affected customers after it found that they had failed to waive mutual fund fees for eligible charitable ...Este sitio web utiliza cookies para que usted tenga la mejor experiencia de usuario.
